GENERAL INFORMATION

THE COMPANY

Bao Viet Securities Joint Stock Company (“BVSC” or “the Company”) is a joint-stock company established under the Law on Enterprise of Vietnam in accordance with Incorporation License No. 4640/GP-UB dated 01 October 1999 by the Hanoi People’s Committee, Business License No. 01/GPHDKD dated 26 November 1999 by the State Securities Commission and Amended Certificate of Securities Operating License No.01/GPHDKD, which was granted under Decision No. 09/GPDC-UBCK dated 01 March 2024 issued by the State Securities Commission.

BVSC is a listed securities company on the Vietnam’s stock market with the goal of contributing to the development of the Vietnam’s stock market while also benefiting its clients, investors, and shareholders.

The current principal activities of the Company are to provide brokerage services, custodian services, proprietary trading, underwriting and issuance agency services, financial advisory, securities investment advisory services and other financial services under the regulations of the Ministry of Finance.

The Company’s head office is located at No. 8 Le Thai To Street, Hoan Kiem Ward, Hanoi and its Ho Chi Minh branch is located at Bao Viet Building, No. 233 Dong Khoi Street, Sai Gon Ward, Ho Chi Minh City.

As at 31 December 2025, the Company’s charter capital was VND 722,339,370,000 and owners’ equity was VND 2,656,788,591,891.

BOARD OF DIRECTORS

Members of the Board of Directors during the year and at the date of this report are:

• Mr. Nguyen Hong Tuan

  Chairman

  Reappointed on 22 June 2020

• Mr. Nhu Dinh Hoa

  Member

  Reappointed on 22 June 2020

• Mr. Nguyen Quang Hung

  Member

  Reappointed on 22 June 2020

• Mr. Lai Van Hai

  Member

  Appointed on 23 April 2024

• Mr. Bui Quang Vu

  Independent member

  Appointed on 23 April 2024

BOARD OF SUPERVISION

Members of the Board of Supervision during the year and at the date of this report are:

• Mr. Nguyen Xuan Hoa

  Head of the Board

  Reappointed on 22 June 2020

• Mr. Hoang Giang Binh

  Member

  Reappointed on 22 June 2020

• Ms. Nguyen Thi Thanh Van

  Member

  Reappointed on 22 June 2020

MANAGEMENT

Members of the Management during the year and at the date of this report are:

• Mr. Nhu Dinh Hoa

  Chief Executive Officer

  Reappointed on 05 May 2025

• Mrs. Nguyen Thi Thanh Thuy

  Deputy Chief Executive Officer

  Reappointed on 15 July 2025

LEGAL REPRESENTATIVE

The legal representative of the Company during the year and at the date of this report is Mr. Nhu Dinh Hoa - Chief Executive Officer.

AUDITORS

The auditor of the Company is Ernst & Young Vietnam Limited.

The Board of Directors of Bao Viet Securities Joint Stock Company (“the Company”) is pleased to present this report and approved the financial statements of the Company (including its Head Office and Ho Chi Minh City branch) for the year ended 31 December 2025.

THE MANAGEMENT’S RESPONSIBILITY IN RESPECT OF THE FINANCIAL STATEMENTS

The Management is responsible for the financial statements of each financial year which give a true and fair view of the financial position of the Company and of the results of its operations, its cash flows, and its changes in owners’ equity for the year. In preparing those financial statements, management is required to:

• select suitable accounting policies and then apply them consistently;
• make judgements and estimates that are reasonable and prudent;
• state whether applicable accounting standards have been followed, subject to any material departures disclosed and explained in the financial statements; and
• prepare the financial statements on the going concern basis unless it is inappropriate to presume that the Company will continue its business.

The Management is responsible for ensuring that proper accounting records are kept which disclose, with reasonable accuracy at any time, the financial position of the Company and for ensuring that the accounting records comply with the applied accounting system. It is also responsible for safeguarding the assets of the Company and hence for taking reasonable steps for the prevention and detection of fraud and other irregularities.

The Management confirmed that it has complied with the above requirements in preparing the accompanying financial statements.

APPROVAL OF THE FINANCIAL STATEMENTS

We hereby approve the accompanying financial statements. These financial statements give a true and fair view of the financial position of the Company as at 31 December 2025 and of the results of its operations, its cash flows and its changes in owners’ equity for the year then ended in accordance with Vietnamese Accounting Standards, Vietnamese Enterprise Accounting System, accounting regulations and guidance applicable to securities companies and the statutory requirements relevant to the preparation and presentation of the financial statements.

For and on behalf of the Board of Directors:

Mr. Nguyen Hong Tuan

Chairman

Hanoi, Vietnam
26 March 2026